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1:46 pm, December 22, 2014

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Search Tags:  Securities and Exchange Commission

Lori Walsh, Chief, Center for Risk and Quantitative Analytics, SEC

For years the Securities and Exchange Commission has been seen as perhaps a step behind the securities fraudsters it's charged with stopping. But at least one branch is embracing the technological future, using the latest electronic tools to spot potential wrongdoing. Lori Walsh is the chief of the SEC's Center for Risk and Quantitative Analytics. It houses some of the agency's brightest minds, all focused on stopping new forms of Wall Street crime. She joined Tom Temin on the Federal Drive to explain how they're going about it.

Tags: Lori Walsh , Center for Risk and Quantitative Analytics , SEC , technology , industry , oversight

Monday - 12/22/2014, 06:54am EST
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SEC giving $30M, biggest whistleblower award yet

The Securities and Exchange Commission is giving its biggest award yet, about $30 million, to a whistleblower who provided key information that led to an enforcement action in a fraud case.

Tags: oversight , whistleblower

Monday - 09/22/2014, 08:10pm EDT

Dodd-Frank update and trans fat goes away

On this week's Capital Impact show, Bloomberg Government analysts give us an update on Dodd-Frank, and how businesses would be impacted if trans fat is eliminated from the nation's food supply.
December 5, 2013

Tags: acquisition , Congress , Dodd Frank , Volker Rule , Mary Jo White , trans fats , Allen Scott , Cady North , Brian Rye , Bloomberg Government , Capital Impact

Tuesday - 12/03/2013, 07:16pm EST
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The deficit and health care, capital buffers, and the lame-duck Congress

On this week's edition of Bloomberg Government's Capital Impact show, analysts will discuss the deficit's impact on Medicare and Medicaid, the costs of requiring capital buffers on money market funds. Plus, what legislation will Congress tackle in its lame-duck session?
Setember 27, 2012

Tags: acquisition , Medicare and Medicaid , budget deficit , Matthew Barry , money market funds , Christopher Payne , Capital buffer , Congress , lame duck session , Loren Duggan , Allen Scott , Bloomberg Government , Capital Impact

Thursday - 09/27/2012, 06:59pm EDT
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SEC to create 800 new jobs in D.C.

About 800 new jobs will be created by the Securities and Exchange Commission to keep up with new regulations brought about by financial reform legislation.

Tags: SEC , Darci Marchese , Constitution Square

Thursday - 08/05/2010, 12:21pm EDT

How to avoid investment scams

Beware free lunch seminars offering investment counseling, says the Better Business Bureau. Here's how to protect yourself from investment scams.

Tags: Better Business Bureau , Edward Johnson , SEC

Wednesday - 06/16/2010, 03:50pm EDT